Agenda
10:00 - 10:30
Registration
Session 1
10:30 - 11:10
Anti-Money Laundering Basics
Do you need to be supervised for AML?
Update on the Economic Crime Levy
Overview of policies, controls and procedures
Session 2
11:10 - 11:50
Consumer Duty update:
How have organisations been implementing Consumer Duty and what is your strategy?
Consumer Credit hot topics:
A summary of common sector queries including management of regulated equity loan portfolios, the scope of debt advice and how policies and procedures can help you avoid regulated activities
Session 3
11:50 - 12:30
FCA Enforcement:
FCA enforcement: overview of enforcement policy and approach Failure to prevent fraud: preparing for the new offence
12:30 - 13:30
Lunch and networking
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