Provisions for Regulated Buildings
Part 1 of the Bill contains provisions regarding the safety of ‘regulated buildings’.
Important Definitions
It sets out a number of key terms that are used throughout the Bill, many of which differ from the BSA counterparts; including:
- ‘Regulated Building’ – a building that contains at least 2 residential units and is wholly or mainly in Wales. Excluded buildings are set out in Schedule 1 and include:
- Buildings solely used for armed forces
- Secure residential accommodation
- Hospitals
- Care homes
- Schools
- Categories of ‘regulated buildings’
- Category 1 – at least 18 metres in height or has at least 7 storeys;
- Category 2 – is between 11 and 18 metres in height and between 5 to 7 storeys;
- Category 3 – is less than 11 metres in height and has fewer than 5 storeys.
- A ‘building’ will include:
- A structure that is not attached to any other structure; and
- Structures that are attached to each other (a set of structures).
Subject to the structures containing any ‘independent parts’ and including any outbuilding, garage, car park, yard, garden or other area (‘ancillary area’ that is provided for use, benefit or enjoyment of the residents in the building.
- An ‘independent part’ meaning:
- A part of a structure that does not have access to any other parts of the structure or set of structures; and
- Constitutes a ‘vertical division’ of the structure or set of structures.
- An independent part will be a ‘vertical division’ if the part divides the structure or set of structures and that division is along a vertical plane. However, if an attached part does not have access to any other part or the part is a non-residential part and would otherwise prevent the part from constituting a vertical division, then it does not prevent the other part from constituting a vertical division of the structure.
- A ‘residential unit’ will include:
- A dwelling;
- An HMO (i.e., one or more self-contained flats or one or more units of living accommodation in a converted building); and
- A unit of living accommodation that is not, and is not contained in, a dwelling or HMO.
- An ‘Accountable Person’ for a regulated building is:
- The person that holds a legal estate in possession in the common parts of the building or any part of them, or
- A person who does not hold a legal estate but is under a relevant repairing obligation in relation to the common parts, or any part of them.
Subject to rules for commonhold land and where there are long leases that provide that the leaseholder is under a relevant repairing obligation or are duties of an RTM company.
- An ‘Principal Accountable Person’ for a regulated building is:
- Where there is only one accountable person, that person; or
- The accountable person that holds a legal estate in the external structure of the building or has a relevant repairing obligation of the external structure.
‘External structure’ is clarified to include foundations, external walls and the roof – except those parts that are included within the demise of a residential unit or parts of the building that are occupied for the purposes of a business (for profit or not).
A key difference in definition between the proposed Welsh regime is the broader scope of buildings that are included. Higher-risk buildings under the UK regime (currently) is limited only to buildings that are 18 metres or 7 storeys. While ‘relevant buildings’ are discussed in the BSA, they are not subject to the same duties and requirements as Category 1 and 2 buildings under the Welsh Regime (see the following section in relation to applicable duties). This is reflecting a more precautionary approach, one which the UK regime is likely to mirror in the future when the definition of ‘higher-risk building’ inevitably changes as per the Grenfell Phase 2 recommendations.
A further divergence by the Bill from the BSA is that relating to building safety risks and parties under repair or maintenance contracts. Under the BSA, only ‘relevant repairing obligations’, such as those under a lease or by way of an enactment, will be considered an accountable person. However, s.35 of the Bill states that any other person that has an obligation under a contract (other than a lease) to provide services relating to repair, maintenance or safety is to be treated as an accountable person in relation to matters within the scope of that obligation. This is placing responsibility at the feet of all parties that have an element of control over parts of regulated building.
Excluded buildings, the approach to the definition of a ‘building’ and ‘independent parts’ and the identity of the ‘accountable person’ and ‘principal accountable person’ are broadly the same of the UK counterpart (except with some differing wording). While the Bill discusses ‘vertical divisions’, which suggests that horizontal divisions would not be considered when defining a building, the explanatory note clarifies that the exceptions will allow, for example, a residential block above a commercial unit to be considered as a separate building – much like the UK ‘independent sections’ definition.
Duties
Part 1 places a duty on the ‘building safety authority’ to keep a register for Category 1 and 2 buildings. A Principal Accountable Person is required to register a building for which they are responsible; it is an offence to allow these buildings to be occupied without first being registered.
When making an application, the Principal Accountable Person will be required to provide a declaration about the accuracy of the information and documents. The form and content of applications and declarations will be set out in further regulation.
This approach to registration and provision of information is largely the same as in the BSA.
Part 1, Chapter 4 includes further key terms relating to the duties, including:
- ‘Fire safety risk’ – a risk to the safety of people in or about the building arising from the outbreak or spread of fire in, to or from any part of the building (accidental or deliberate).
- ‘Structural safety risk’ – a risk to the safety of people in or about the building arising from the structural failure affecting any part of the building.
- ‘Building safety risk’:
- In Category 1 and 2 buildings – a fire safety risk or a structural safety risk; and
- In Category 3 buildings – a fire safety risk.
The meaning of ‘fire safety risk’ and ‘structural safety risk’ is broadly the same as the meaning of ‘building safety risk’ under the BSA. However, the Welsh wording is more specific in stating ‘outbreak’ of fire and that it can relate to fire ‘in, to or from’ the building and that it can be ‘accidental or deliberate’. Although, in practical terms, we consider it unlikely that the BSA would be interpreted so narrowly so as to not include a similar meaning.
Where a ‘regulated building’ is occupied, the principal accountable person must ensure that fire safety risks are assessed in the parts of the building for which any accountable person is responsible (i.e., undertake a suitable and sufficient fire risk assessment). This assessment must be undertaken by a ‘competent person’ who has sufficient expertise and experience to assess fire safety risks.
A key difference here is that the principal accountable person for the whole building must do this assessment in Wales, compared to the accountable person for the relevant part of the building under the UK regime. Also, this duty will apply to buildings regardless of height. As noted above, the dutyholder positions apply to all ‘regulated buildings’, which includes Category 1 – 3. Therefore, there is a wider, more inclusive scope under the Bill compared to the Act.
It is noted that there is separate duties on Responsible Persons to assess fire risks in all non-domestic buildings (regardless of height) pursuant to the Regulatory Reform (Fire Safety) Order 2005 (“the Order”), which also applies in Wales. But the Welsh approach is adding to these duties under the Bill.
Under the BSA, it states that an accountable person must assess the building safety risks; it does not prescribe what the assessment should look like or if expert assistance is required. In available guidance, it notes that it isn’t necessary for a team undertaking an assessment to include consultants or specialists and that parties ‘may be able to assess the risks yourselves’. Whereas the Bill requires someone with sufficient expertise to undertake the assessment as a ‘competent person’. The Bill recognises the criticism surrounding the lack of a requirement for any particular qualification, and that the Grenfell Inquiry recommended assessors be competent; therefore, the Bill is seeking to address that concern.
Specific qualifications, memberships or additional requirements can, and likely will, be specified in further future regulation. Failure to assess using a competent person will be an offence both by the principal accountable person and the person making (or even offering to make) the assessment.
Timelines for making assessments are also more prescriptive under the Bill. Assessments must be made no later than 6 months after occupation or the date which the section of the Bill comes into force – compared to ‘as soon as reasonably practicable’ under the BSA.
Further assessments will need to be undertaken as soon as possible after:
- Works are carried out to the building or if there are any changes to occupation of any part of the building that require planning permission or building control approval;
- Works are carried out to adapt the building to meet needs of disabled residents;
- A fire causes damage to any common parts or two or more residential units in the building;
- Any review of the assessment finds that it is no longer suitable or sufficient; or
- The principal accountable person has any other reason to suspect that it is no longer suitable.
These review requirements under the Bill are also more onerous than under the Act, which only requires reviews at regular intervals of if there is reason to suspect that the assessment is no longer valid.
While assessment of risks is a duty of the principal accountable person, the mitigation of those risks is still left to the accountable person, much like under the BSA. Accountable persons are under a duty to take all reasonable steps to prevent fire safety risks materialising and to reduce the severity of any incident. However, as is the running theme with the Bill, the duties go over and above the UK counterpart – for example, ‘all reasonable steps’ will include ensuring that people in or about the building whose safety is at risk from fire in that part of the building can escape quickly and safety. A similar duty applicable in England is now codified in the Fire Safety (Residential Evacuation Plans) (England) Regulations 2025 but will only apply to residents with compromised ability to evacuate and live in either a building over 18 metres or 7 storeys or is over 11 metres with a simultaneous evacuation strategy.
Assessments for structural safety risks are also prescribed by the Bill but relate only to those buildings in Category 1 or 2.
Category 1 Specific duties
Chapter 5 of the Bill sets out the duties placed on accountable persons specific to Category 1 buildings (i.e., those over 18 metres or 7 storeys). These include:
- Safety Case Reports – full details of which will be set out in regulations, but will require information regarding the fire risk assessment, a structural risk assessment and steps taken to mitigate risks by the accountable persons. They will need to be prepared as soon as reasonably practicable after occupation, when the building becomes Category 1 or when the relevant section comes fully into force and will need to be kept under review. Copies will also need to be provided to the building safety authority.
- Occurrence recording system – the principal accountable person must establish and operate an occurrence recording system to enable to accountable persons to report to the building safety authority and fire safety authority. Full requirements of the system will be set out in further regulation.
- Reporting to authorities – the accountable persons for a building must, in accordance with future regulation, give ‘relevant building safety information’ (i.e., information about the building safety risks) to the building safety authority and the fire safety authority. Failing to report will be an offence.
- Prepare resident engagement strategy – the principal accountable persons in occupied Category 1 buildings must prepare a strategy for promoting participation with relevant persons regarding management of their building and decisions linked to the performance of the accountable person rile and act in accordance with that strategy. Copies of the strategy must be provided to all adult residents and owners of residential units.
- Building Certificates – the building safety authority may direct a principal accountable person of a building to apply for a building certificate. An application must follow within 28 days of the direction. Applications will require details such as the safety case report, information specified by future regulations and a copy of the resident engagement strategy. The certificate will need to be displayed in the Category 1 building in a conspicuous place.
The Bill broadly aligns with the BSA in regard to these duties and Chapter 5 mirrors the requirements in Part 4 of the BSA.
Applicable to all Category buildings
Regardless of the category of building, accountable persons will be under various other duties. One area where the Bill and the BSA do not align is in relation to the Golden Thread. Under the BSA, a Golden Thread will only be required on a higher-risk building (e.g., a Category 1 building). However, under the Bill, all regulated buildings (Category 1 -3) will require relevant information and documents to be stored.
Accountable persons will need to ensure that the information is kept up to date, and that it will be shared with prescribed parties when required. This could include, the building safety authority, the fire safety authority, other accountable persons, residents or owners.
Regulations will follow setting out what information is to be kept, the format in which it needs to be stored and when it must be shared.
All categories of buildings under the Bill will likely be required to operate a relevant complaints system. It is specifically prescribed for Category 1 buildings such that complaints regarding building safety risks or performance of the accountable person can be made by residents. Regulations can be made to require similar requirements in relation to Category 2 and 3 buildings, but it is not a specific requirement under the Bill. This goes one step further than the BSA, which only requires a relevant complaints system to be established in relation to higher-risk (i.e., Category 1) buildings, without the option for extension to lower buildings.
Resident Duties
As with the BSA, under the Bill, residents and owners of residential units are under a duty not to do any act that creates a significant risk of a fire safety risk materialising the building or damage, remove or interfere (without reasonable excuse) with the functioning of anything that forms part of the common parts of the building and is intended to improve safety – however, under the Bill, this duty applies to all regulated buildings.
The equivalent duty relating to structural risks only is applicable to Category 1 and 2 buildings under the Bill. But this is still further reaching than the BSA, which is limited to only higher-risk buildings.
Accountable persons may request entry to assess for contraventions of this duty or apply to a tribunal for an order for access. Warning notices can be given to persons where there has been a contravention or apply to a tribunal for a contravention order requiring a resident to take steps, or prohibiting them to take steps, and to pay relevant sums to the accountable person.
The Bill broadly aligns with the BSA in regard to these duties and Chapter 5 mirrors the requirements in Part 4 of the BSA.
Implied Lease Terms
Within Chapter 9 the Bill amends the Landlord and Tenant Act 1985 in relation to Regulated Buildings in Wales to introduce implied terms and liability for costs in relation to all regulated buildings.
Under these implied terms, landlords covenant with the tenant to comply with their relevant building safety duties where they are an accountable or principal accountable person and to cooperate with all other persons in complying with building safety duties.
There is also an implied term by the tenant that they will allow access to their premises to certain persons and to comply with their duties under the Bill.
There are also implied terms in relation to recoverable costs under leases. Leases of 7 years or more where service charge is payable have effect as if the service charge provisions include the taking of building safety measures – including professional fees, fees to the building safety authority and management fees.
Similarly, there are limitations to the types of charges that can be recovered. Excluded costs include costs incurred as a result of penalties or enforcement action and associated legal costs, costs met by other persons under management orders and costs incurred by reason of negligence, breach of contract or other unlawful act.
These implied duties and costs provisions are broadly the same as those under the BSA.

To receive more briefings and invitations from Devonshires, click here to join our mailing list.
020 7628 7576